FOX, ROGER BENNETT
DBA: S&F INVESTMENT ADVISORS
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $106.4M |
| Discretionary | $106.4M100% of AUM |
| Client Accounts | 263 |
| Avg Account Size | $404K |
| Employees | 2 |
| Peak AUM | $122.6MMar 2017 |
| AUM CAGR | +4.8% /yrover 22 yrs · 36 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $106M | 0.0% | — | +7.6% | |
| Discretionary AUM | $106M | ||||
Key Metrics
| Total AUM | $106.4M |
| Discretionary | $106.4M |
| Employees | 2 |
| Client Accounts | 263 |
Contact & Location
Address
16633 VENTURA BLVD.
ENCINO CA 91436
Phone
310-481-9320
Filing History
36 ADV Part 1 submissions
Fee Structure
% of AUMFixed FeesPerformance Fees
Advisory Services
Portfolio Mgmt (Individuals)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$106M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Other
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Commodity Pool Operator