ELM3 FINANCIAL GROUP, LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $189.0M |
| Discretionary | $183.0M97% of AUM |
| Non-Discretionary | $6.0M |
| Client Accounts | 680 |
| Avg Account Size | $278K |
| Employees | 6 |
| Peak AUM | $189.0MFeb 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $189M | +18.8% | +22.3% | +8.7% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $189.0M |
| Discretionary | $183.0M |
| Employees | 6 |
| Client Accounts | 680 |
| Client Range | 26-50 |
Contact & Location
Address
5755 NORTH POINT PKWY
ALPHARETTA GA 30022-1145
Phone
678-297-9500
Filing History
19 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$183M
96.8% of AUM
Non-Discretionary
$6M
3.2% of AUM
Disc. mix ▼ 3.1pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank CustodyBroker-Dealer Custody
Related Entities (Item 7)
Investment AdviserInsurance Company