DALE Q. RICE INVESTMENT MANAGEMENT, LTD.
DBA: DALE Q. RICE INVESTMENT MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $156.6M |
| Discretionary | $154.1M98% of AUM |
| Non-Discretionary | $2.5M |
| Client Accounts | 266 |
| Avg Account Size | $589K |
| Employees | 4 |
| Peak AUM | $156.6MFeb 2026 |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $157M | +18.1% | +20.2% | +14.9% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $156.6M |
| Discretionary | $154.1M |
| Employees | 4 |
| Client Accounts | 266 |
Contact & Location
Phone
360-693-7577
Filing History
19 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Portfolio Mgmt (Individuals)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$154M
98.4% of AUM
Non-Discretionary
$2M
1.6% of AUM
Disc. mix ▲ 0.2pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pension Plans
Corporations
Insurance Cos.
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Bank CustodyBroker-Dealer Custody
Other Registrations
Banking Institution