DBA: CLIFFORD SWAN INVESTMENT COUNSELORS
| Total AUM | $4.48B |
| Discretionary | $3.93B88% of AUM |
| Non-Discretionary | $557.1M |
| Client Accounts | 2,598 |
| Avg Account Size | $1.7M |
| Employees | 40 |
| Peak AUM | $4.48BFeb 2026 |
| AUM CAGR |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $4.5B | +8.2% | +7.5% | +5.0% | |
| Discretionary AUM | |||||
| Total AUM | $4.48B |
| Discretionary | $3.93B |
| Employees | 40 |
| Client Accounts | 2598 |
| Client Range | 101-250 |
Address
177 E. COLORADO BLVD
PASADENA CA 91105-1965
Phone
626-792-2228
Filing History
71 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$3.9B
87.6% of AUM
Non-Discretionary
$557M
12.4% of AUM
Disc. mix ▲ 0.4pp vs 1 year ago
Custody
No related registrations reported
| +7.7% /yrover 25 yrs · 71 filings |
Total AUM
$4.5B
| $3.9B |
| +8.7% |
| +8.5% |
| +6.2% |
| Non-Disc. AUM | $557M | +4.6% | +1.1% | 2.1% |
| Total Accounts | 3k | +3.0% | +0.3% | +1.4% |
| Avg Account Size | $2M | +5.0% | +7.2% | +3.6% |
| Employees | 40 | +21.2% | +9.1% | +6.8% |
| AUM / Employee | $112M | 10.8% | 1.5% | 1.7% |
Client AUM Segments | |||||
| Wealth AUM | $3.8B | +7.2% | +4.6% | +5.2% | |
| Institutional AUM | $710M | +13.4% | +31.4% | +3.9% | |
Client Count Segments | |||||
| HNW Clients | 296 | 6.0% | 0.6% | +0.1% | |
| Institutional | 86 | 0.0% | +2.5% | +1.2% | |
| Individuals | 588 | +9.5% | +1.9% | +2.3% | |