CETERA INVESTMENT MANAGEMENT LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Employees | 25 |
| Peak AUM | $4.40BMar 2016 |
| AUM CAGR | -100.0% /yrover 13 yrs · 91 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Employees | 25 | +8.7% | +2.8% | +9.2% | |
Key Metrics
| Total AUM | N |
| Employees | 25 |
| Client Range | 0 |
Contact & Location
Address
1450 AMERICAN LANE
SCHAMBURG IL 60173
Phone
310-257-7880
Filing History
91 ADV Part 1 submissions
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Related Entities (Item 7)
Broker-DealerInvestment AdviserRegistered RepPension Consultant