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CETERA INVESTMENT ADVISERS LLC

SCHAUMBURG, ILCRD #105644SEC #801-20406As of 2026-04-30

AUM Over Time

Discretionary
Non-Discretionary

At a Glance

Total AUM$256.81B
Discretionary$209.14B81% of AUM
Non-Discretionary$47.67B
Client Accounts813,961
Avg Account Size$316K
Employees10,251
Peak AUM$256.81BMar 2026
AUM CAGR+31.5% /yrover 25 yrs · 216 filings

AUM by Client Type

Total AUM

$256.8B

Firm Change Matrix

MetricLatest1Y3Y CAGR5Y CAGRTrend
Firm Scale
Total AUM$256.8B+56.8%+97.4%+55.4%
Discretionary AUM$209.1B+63.8%+90.3%+52.4%
Non-Disc. AUM$47.7B+32.1%+150.6%+75.3%
Total Accounts814k+39.3%+66.3%+44.4%
Avg Account Size$315,511.122+12.6%+18.7%+7.6%
Employees10k+33.0%+49.1%+28.1%
AUM / Employee$25M+17.8%+32.4%+21.3%
Client AUM Segments
Wealth AUM$245.4B+56.1%+97.7%+55.4%
Institutional AUM$11.4B+72.4%+92.0%+56.8%
Client Count Segments
HNW Clients722k+45.6%+75.7%+48.9%
Institutional12k+32.5%+57.6%+44.3%
Individuals79k+0.1%+24.9%+22.3%

Key Metrics

Total AUM$256.81B
Discretionary$209.14B
Employees10251
Client Accounts813961
Client RangeMore than 500

Contact & Location

Address

1450 AMERICAN LANE
SCHAUMBURG IL 60173-2096

Phone

310-257-7880

Filing History

216 ADV Part 1 submissions

Fee Structure

% of AUMHourlyFixed Fees

Advisory Services

Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth

AUM Growth Rate (Annualized YoY %)

Firm Profile

Normalized 0–100 scores across six dimensions.

Discretionary vs Non-Discretionary

Discretionary

$209.1B

81.4% of AUM

Non-Discretionary

$47.7B

18.6% of AUM

Disc. mix ▲ 3.5pp vs 1 year ago

Discretionary
Non-Discretionary

Average Account Size

AUM per Employee

Non-US Client AUM

Headcount Over Time

Total Employees
Advisory Staff
Clients

Client Account Growth

Total Accounts
Discretionary
Non-Discretionary

Clients by Type (Latest)

Client Type Mix Over Time

High Net Worth
Individuals
Pension Plans
Corporations
Government
Risk & Structure

Regulatory Disclosures

⚠ Disclosures Reportedfirst noted Feb 2001
•Felony conviction
•Investment-related felony
•Investment adviser bar/suspension
•CFTC order

Custody

Bank CustodyBroker-Dealer CustodyAudited Financials

Related Entities (Item 7)

Broker-DealerInvestment AdviserRegistered RepPension Consultant