CATHAY CAPITAL NA, LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $76.6M |
| Discretionary | $76.6M100% of AUM |
| Client Accounts | 6 |
| Avg Account Size | $12.8M |
| Employees | 6 |
| Peak AUM | $128.5MMar 2023 |
| AUM CAGR | -1.4% /yrover 11 yrs · 22 filings |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $77M | 26.9% | 15.8% | 7.1% | |
| Discretionary AUM | $77M | ||||
Key Metrics
| Total AUM | $76.6M |
| Discretionary | $76.6M |
| Employees | 6 |
| Client Accounts | 6 |
Contact & Location
Address
150 E. 52ND STREET
NEW YORK NY 10022
Phone
212-858-9020
Filing History
22 ADV Part 1 submissions
Fee Structure
% of AUMPerformance Fees
Advisory Services
Portfolio Mgmt (Institutional)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$77M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
Pooled Vehicles
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Related Entities (Item 7)
Law Firm