BROOKS, WAYNE I
DBA: ONE HOPPER ASSET MANAGEMENT
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $57.5M |
| Discretionary | $57.5M100% of AUM |
| Client Accounts | 124 |
| Avg Account Size | $464K |
| Employees | 3 |
| Peak AUM | $57.5MMar 2026 |
| AUM CAGR | +13.0% /yrover 4 yrs · 6 filings |
AUM by Client Type
Total AUM
$58M
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $58M | +11.4% | +16.5% | +13.0% | |
| Discretionary AUM | $58M | ||||
Key Metrics
| Total AUM | $57.5M |
| Discretionary | $57.5M |
| Employees | 3 |
| Client Accounts | 124 |
| Client Range | 1-10 |
Contact & Location
Address
2520 GENESEE STREET
UTICA NY 13502
Phone
315-734-1410
Filing History
6 ADV Part 1 submissions
Fee Structure
% of AUMHourly
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$58M
100.0% of AUM
Non-Discretionary
$0
0.0% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Custody
Broker-Dealer Custody
Other Registrations
Registered RepBanking Institution