| Total AUM | $439.2M |
| Discretionary | $438.2M100% of AUM |
| Non-Discretionary | $992K |
| Client Accounts | 1,273 |
| Avg Account Size | $345K |
| Employees | 5 |
| Peak AUM | $550.5MMar 2022 |
| AUM CAGR |
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $439M | +11.0% | 1.0% | 3.7% | |
| Discretionary AUM | |||||
| Total AUM | $439.2M |
| Discretionary | $438.2M |
| Employees | 5 |
| Client Accounts | 1273 |
| Client Range | 26-50 |
Address
8437 NORTHERN AVE
ROCKFORD IL 61107
Phone
815-332-4020
Filing History
27 ADV Part 1 submissions
Normalized 0–100 scores across six dimensions.
Discretionary
$438M
99.8% of AUM
Non-Discretionary
$992,143
0.2% of AUM
Disc. mix ▲ 0.0pp vs 1 year ago
| +5.1% /yrover 15 yrs · 27 filings |
Total AUM
$439M
| $438M |
| +11.0% |
| 0.4% |
| 3.5% |
| Non-Disc. AUM | $992,143 | +4.9% | 54.7% | 27.7% |
| Total Accounts | 1k | 6.1% | 16.5% | 10.8% |
| Avg Account Size | $345,021.015 | +18.2% | +18.6% | +8.0% |
| Employees | 5 | 28.6% | 27.3% | 12.9% |
| AUM / Employee | $88M | +55.4% | +36.1% | +10.7% |
Client AUM Segments | |||||
| Wealth AUM | $438M | +10.8% | 1.0% | 3.7% | |
| Institutional AUM | $1M | +325.3% | — | — | |
Client Count Segments | |||||
| HNW Clients | 267 | 7.6% | 23.6% | 17.7% | |
| Institutional | 2 | +100.0% | — | — | |
| Individuals | 130 | 5.1% | 7.5% | +13.8% | |