ASHTON THOMAS SECURITIES, LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $1.86B |
| Discretionary | $1.80B97% of AUM |
| Non-Discretionary | $58.5M |
| Client Accounts | 2,282 |
| Avg Account Size | $815K |
| Employees | 46 |
| Peak AUM | $1.86BMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $1.9B | +8.2% | +75.4% | +42.3% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $1.86B |
| Discretionary | $1.80B |
| Employees | 46 |
| Client Accounts | 2282 |
| Client Range | 0 |
Contact & Location
Address
100 MERIDIAN CENTRE BLVD
ROCHESTER NY 14618
Phone
800-323-3746
Filing History
71 ADV Part 1 submissions
Fee Structure
% of AUM
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Adviser Selection
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$1.8B
96.9% of AUM
Non-Discretionary
$58M
3.1% of AUM
Disc. mix ▲ 1.7pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Non-US Client AUM
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Broker-DealerRegistered RepBanking Institution
Related Entities (Item 7)
Broker-DealerInvestment AdviserInsurance CompanyPension Consultant