ALLIANCE ADVISORY & SECURITIES, LLC
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $687.4M |
| Discretionary | $392.5M57% of AUM |
| Non-Discretionary | $294.8M |
| Client Accounts | 2,748 |
| Avg Account Size | $250K |
| Employees | 21 |
| Peak AUM | $687.4MMar 2026 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $687M | +7.5% | +14.8% | +15.4% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $687.4M |
| Discretionary | $392.5M |
| Employees | 21 |
| Client Accounts | 2748 |
| Client Range | 251-500 |
Contact & Location
Address
31248 E. OAK CREST DRIVE STE 100
WESTLAKE VILLAGE CA 91361
Phone
805-371-8020
Filing History
57 ADV Part 1 submissions
Fee Structure
% of AUMHourlyFixed Fees
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Pension ConsultingAdviser SelectionPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$393M
57.1% of AUM
Non-Discretionary
$295M
42.9% of AUM
Disc. mix ▲ 3.7pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Related Entities (Item 7)
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