AEGIS CAPITAL CORP.
AUM Over Time
Discretionary
Non-Discretionary
At a Glance
| Total AUM | $1.78B |
| Discretionary | $124.8M7% of AUM |
| Non-Discretionary | $1.65B |
| Client Accounts | 4,218 |
| Avg Account Size | $421K |
| Employees | 260 |
| Peak AUM | $50.71BFeb 2018 |
| AUM CAGR |
Firm Change Matrix
| Metric | Latest | 1Y | 3Y CAGR | 5Y CAGR | Trend |
|---|---|---|---|---|---|
Firm Scale | |||||
| Total AUM | $1.8B | +24.3% | +19.8% | +18.5% | |
| Discretionary AUM | |||||
Key Metrics
| Total AUM | $1.78B |
| Discretionary | $124.8M |
| Employees | 260 |
| Client Accounts | 4218 |
| Client Range | 26-50 |
Contact & Location
Address
1345 AVENUE OF THE AMERICAS
NEW YORK NY 10105
Phone
212-813-1010
Filing History
74 ADV Part 1 submissions
Fee Structure
% of AUMHourly
Advisory Services
Financial PlanningPortfolio Mgmt (Individuals)Portfolio Mgmt (Institutional)Pension ConsultingPublications
Growth
AUM Growth Rate (Annualized YoY %)
Firm Profile
Normalized 0–100 scores across six dimensions.
Discretionary vs Non-Discretionary
Discretionary
$125M
7.0% of AUM
Non-Discretionary
$1.7B
93.0% of AUM
Disc. mix ▼ 37.1pp vs 1 year ago
Discretionary
Non-Discretionary
Average Account Size
AUM per Employee
Headcount Over Time
Total Employees
Advisory Staff
Clients
Client Account Growth
Total Accounts
Discretionary
Non-Discretionary
Clients by Type (Latest)
Client Type Mix Over Time
High Net Worth
Individuals
Pooled Vehicles
Pension Plans
Corporations
Risk & Structure
Regulatory Disclosures
✓ Clean RecordNo regulatory disclosures
Other Registrations
Broker-DealerBanking Institution
Related Entities (Item 7)
Broker-DealerPension ConsultantLaw Firm